- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Responsible Entities
- Licensing & structuring strategy for Responsible Entities
- Scheme registration support, constitutions, compliance plans & disclosures
- Governance, compliance & oversight frameworks for managed schemes
- AML/CTF programs & onboarding for scheme members
Build your Responsible Entity business on a secure licensing, structuring & compliance foundation.
Book a FREE Consultation
Regulatory & Structuring Services for Responsible Entities
We design & execute the licensing, structuring, documentation & compliance frameworks your Responsible Entity business needs.
RE Structuring & Licensing Advice
We advise how to structure your Responsible Entity business & whether an AFSL or other regulatory approvals are required.
Scheme Registration & Core Documents
We assist with scheme registration processes, scheme constitutions, compliance plans & key member disclosure documents.
Governance & Compliance Frameworks
We help design RE governance, compliance & oversight frameworks so roles, decision‑making & monitoring of schemes & managers are clearly documented.
Scheme Operations, Fees & Reporting
We assist with documenting scheme operations such as valuation, fees, distributions & investor reporting so processes align with your legal & disclosure obligations.
AML/CTF & Member Onboarding
We develop AML/CTF programs & onboarding processes for scheme members, including KYC, source‑of‑funds checks & ongoing monitoring.
Australia’s Leading Financial Services Law Firm for Responsible Entities
Rated 5-Star By Our Clients
Why Choose AFSL House for Your Responsible Entity Business?
Responsible Entity & AFSL Expertise
We bring deep experience helping Responsible Entities design structures, scheme documents & oversight processes that meet regulatory duties.
Integrated Structuring, Licensing & Compliance
We turn separate RE structuring, licensing, scheme documents & governance decisions into one joined‑up compliance system.
Commercially Grounded Advice
We explain regulatory expectations in plain English & help you operate schemes that still make commercial sense.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Legal Roadmap for Responsible Entities
We turn complex structuring, licensing & compliance questions for Responsible Entities into a clear process from scoping through to launch & ongoing review.
200+
AFSL Applications
100%
Success Rate
Step 1: RE Business & Regulatory Scoping
We review your RE business model, scheme types & investor base to advise how you’re likely treated under Australian law & whether an AFSL or other approvals are required.
Step 2: Entity, Governance & Licence Alignment
We refine your RE entities, governance arrangements & any AFSL applications or variations so roles, responsibilities & licence conditions align across schemes.
Step 3: Documentation & Framework Build‑Out
We assist with scheme constitutions, compliance plans, key disclosure docs & RE‑level governance, scheme‑operations, conflicts & AML/CTF frameworks.
Step 4: Ongoing Oversight & Review
We support reviews, incident response, investor communication, marketing oversight & regulator engagement so your RE legal & compliance frameworks stay current as your schemes evolve.
Legal, Licensing & Compliance Services for Funds & Investment Management
Property Funds
Licensing, structuring & compliance support for wholesale & retail property funds.
Equity Funds
Licensing, documentation & risk/governance frameworks for listed & unlisted equity funds.
Alternative Funds
Structuring, disclosure & risk frameworks for hedge, absolute‑return, credit & other alternative funds.
Investment Managers
Licensing, mandates, governance & trading‑practice support for investment managers.
Responsible Entities
AFSL, scheme registration, constitutions, compliance plans & governance support for Responsible Entities.
Venture Capital & Private Equity
Structuring, documentation, governance & AML/CTF support for VC & private equity firms and their funds.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
Practical AFSL Guides & Insights
Unlock free AFSL guides, checklists, and insights in our regularly updated Insights Library, written by legal experts.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
