- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Equity Funds
- Licensing & structuring strategy for wholesale & retail equity funds
- Fund setup, offer documents & investor disclosure for equity strategies
- Governance, compliance & risk frameworks for portfolio & trading activity
- AML/CTF programs & onboarding for equity fund investors
Grow your equity fund with a legal & compliance framework that supports your investment mandate & investor promises.
Book a FREE Consultation
Regulatory & Structuring Services for Equity Funds
We design & execute the licensing, structuring, documentation & compliance frameworks your equity fund needs.
Fund Structuring & Licensing Advice
We advise how to structure your property fund & management entity & what licensing requirements or approvals are likely to apply.
Investment Mandate, Guidelines & Trading Rules
We help document investment mandates, portfolio guidelines & trading rules so how you select, hold & trade equities is clearly set out.
Fund Establishment & Offer Documents
We draft or refine constitutions, offer documents & investor disclosure wording for listed & unlisted equity funds, across wholesale & retail offerings.
Portfolio, Risk & Liquidity Governance
We help design governance & risk frameworks covering portfolio construction, concentration, liquidity & valuation practices.
AML/CTF & Investor Onboarding
We develop AML/CTF programs & investor onboarding processes tailored to equity fund investors, including KYC & ongoing monitoring.
Australia’s Leading Financial Services Law Firm for Equity Funds
Rated 5-Star By Our Clients
Why Choose AFSL House for Your Equity Fund?
Equity Funds & AFSL Expertise
We bring deep experience helping equity funds design structures, investor marketing & management & operations.
Integrated Structuring, Licensing & Compliance
We align fund structuring, licensing, constitutions, offer documents & governance into one consistent legal framework.
Commercially Grounded Advice
We frame legal advice around your equity strategies, performance goals & commercial commitments to investors.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Legal Roadmap for Equity Funds
AFSL House turns complex structuring, licensing & compliance questions for equity funds into a clear process from scoping through to launch & ongoing review.
200+
AFSL Applications
100%
Success Rate
Step 1: Structuring & Regulatory Scoping
We review your equity fund structure, strategies & investor base to advise how it’s likely treated under Australian law & whether licensing or approvals are required.
Step 2: Entity, Governance & Licence Alignment
We refine your fund & manager entities, governance arrangements & any licence applications or variations so roles, responsibilities & conditions align.
Step 3: Documentation & Framework Build‑Out
We draft or refine constitutions, offer docs, investor disclosures & governance, portfolio‑risk, valuation, liquidity & AML/CTF frameworks that support your fund’s operations.
Step 4: Ongoing Oversight & Review
We support reviews, incident response, investor communications, marketing oversight & regulator engagement so your legal & compliance frameworks stay current as the fund evolves.
Legal, Licensing & Compliance Services for Funds & Investment Management
Property Funds
Licensing, structuring & compliance support for wholesale & retail property funds.
Equity Funds
Licensing, documentation & risk/governance frameworks for listed & unlisted equity funds.
Alternative Funds
Structuring, disclosure & risk frameworks for hedge, absolute‑return, credit & other alternative funds.
Investment Managers
Licensing, mandates, governance & trading‑practice support for investment managers.
Responsible Entities
AFSL, scheme registration, constitutions, compliance plans & governance support for Responsible Entities.
Venture Capital & Private Equity
Structuring, documentation, governance & AML/CTF support for VC & private equity firms and their funds.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
Practical AFSL Guides & Insights
Unlock free AFSL guides, checklists, and insights in our regularly updated Insights Library, written by legal experts.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
