- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Crypto OTC & Liquidity Providers
- Licensing & structuring strategy for crypto OTC & liquidity providers
- Trading & liquidity agreements and counterparty risk disclosures
- Trading conduct, pricing & conflicts‑of‑interest policies
- AML/CTF programs for institutional OTC & liquidity activity
Run your crypto OTC or liquidity provider business with clear licensing & compliance support.
Book a FREE Consultation
Specialist Licensing & Compliance for OTC Providers & Market Makers
We advise crypto OTC providers, liquidity providers & market makers on licensing, documentation & day‑to‑day compliance so they can operate with confidence.
Regulatory Perimeter & Licensing Advice
We advise whether your OTC or liquidity provider business requires licensing in Australia & which authorisations are likely appropriate for your trading & liquidity activities.
Licensing Applications & Variations
We prepare licence applications & variations, including the authorisations commonly needed for OTC dealing & liquidity provision.
Trading Agreements & Counterparty Documentation
We draft or refine trading agreements, liquidity terms & counterparty risk disclosures for your institutional OTC & liquidity relationships.
Trading Conduct, Pricing & Conflicts
We design policies for pricing, quote management, hedging & conflicts‑of‑interest so your trading conduct is clearly documented & aligned with regulatory expectations.
Client Money, Collateral & Risk Governance
We help document how collateral, client funds & positions are held, margined & liquidated so responsibilities & protections are clearly set out.
AML/CTF & AUSTRAC Programs
We develop AML/CTF programs & advise on AUSTRAC obligations tailored to institutional OTC & liquidity provider activity.
Australia’s Leading Financial Services Law Firm for Crypto OTC & Liquidity Providers
Rated 5-Star By Our Clients
Why Choose AFSL House for Your OTC or Liquidity Provider Business?
OTC & Liquidity Expertise
We understand how crypto OTC & liquidity businesses operate, including acting as a trading counterparty for institutional clients.
Integrated Licensing & Compliance
We align licensing strategy, trading & liquidity agreements, conduct policies & AML/CTF programs into one coherent framework instead of scattered fixes.
Commercially Practical Advice
We explain regulatory constraints & help you protect spreads, relationships & the way your desk actually trades.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Roadmap for OTC & Liquidity Providers
We turn complex licensing & compliance questions for crypto OTC & liquidity businesses into a clear process from scoping through to launch & ongoing review.
200+
AFSL Applications
100%
Success Rate
Step 1: Perimeter & Licensing Scoping
We assess your products & trading model to advise whether licensing is required in Australia & what authorisations are likely needed.
Step 2: Application & Structural Alignment
We prepare licence applications or variations, advise on responsible manager coverage & align your entity structure with your licence conditions.
Step 3: Documentation & Policy Build‑Out
We draft or refine trading & liquidity agreements, counterparty documentation, trading conduct & conflicts policies, and AML/CTF materials that support your licenced activities.
Step 4: Ongoing Oversight & Review
We support periodic reviews, incident response & regulator engagement so your licensing & compliance frameworks stay current as your business evolves.
End-to-End Crypto & Digital Asset Licensing Services
Crypto Exchanges
Map the right licensing pathway for your exchange & have tailored operating & listing rules drafted to support market integrity expectations.
Crypto Wallet & Custodians
Design custody, wallet & asset‑holding frameworks that support clear client asset protection & strong cybersecurity.
Tokens, DeFi Protocols & DAOs
Get regulatory, structuring & disclosure support for token, DeFi & DAO projects, including offer documents, whitepapers & governance terms.
Crypto OTC & Liquidity Providers
Licensing, structuring & compliance support for crypto OTC providers, liquidity providers & market makers serving institutional clients.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
AFSL Guides & Insights for Crypto & Digital Assets
Stay ahead of evolving regulation. Access free guides, checklists & insights on crypto licensing, written by our specialist AFSL lawyers.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
