- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Brokers & Brokerage Firms
- Licensing & structuring strategy for online & full‑service brokerages
- Licence applications & variations for share, CFD, crypto & FX services
- Client agreements, disclosures, risk warnings & trading‑conduct policies
- AML/CTF programs & ongoing compliance support for broking businesses
Run your brokerage with clear licensing, documentation & compliance support.
Book a FREE Consultation
End‑to‑End Broker Licensing & Compliance Services
Share Brokers
Licensing, documentation & compliance support for online & full‑service share brokers serving retail & wholesale clients.
CFD Brokers
Licensing, risk disclosure & trading‑conduct frameworks for CFD brokers offering leveraged products to retail & professional clients.
Crypto Brokers
Licensing, custody, disclosure & AML/CTF support for crypto brokerages that intermediate digital asset trading.
FX Brokers
Licensing, documentation & conduct frameworks for FX brokers providing spot & leveraged foreign exchange trading.
Australia's Leading Financial Services Law Firm for Brokers & Brokerage Firms
Rated 5-Star By Our Clients
Why Choose AFSL House for Your Crypto & Digital Assets Business?
Deep Sector Expertise
We speak both blockchain & Australian financial services law, with experience across exchanges, wallets, token projects, DeFi protocols & DAOs.
Integrated Licensing & Compliance
We join up licensing strategy, structuring, client & offer documents, trading conduct rules & AML/CTF programs into one coherent framework instead of scattered fixes.
Commercial Focus
We flag regulatory constraints while helping you protect economics, tokenomics & user experience, giving you practical options rather than just red‑flag lists.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Roadmap for Crypto & Digital Asset Licensing & Compliance
AFSL House turns complex crypto regulatory questions into a clear process from initial scoping through to launch‑ready documentation & ongoing review.
200+
AFSL Applications
100%
Success Rate
Step 1: Discovery & Perimeter Review
We review your crypto & digital asset business to advise how it is likely to be treated under Australian financial services & markets laws.
Step 2: Structuring & Licensing Strategy
We outline practical structuring options & licensing pathways across AFSL & related regimes, tailored to your business model & growth plans.
Step 3: Documentation & Framework Build‑Out
We draft or refine core documents & frameworks – from rulebooks, custody terms & offer docs to trading conduct, risk & AML/CTF settings.
Step 4: Launch Support & Ongoing Review
We support launch readiness, periodic reviews & regulator engagement so your licensing & compliance frameworks can evolve with your crypto business.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
Practical AFSL Guides & Insights
Unlock free AFSL guides, checklists, and insights in our regularly updated Insights Library, written by legal experts.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
