- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Discretionary Mutual Funds
- Licensing & structuring for discretionary mutual funds.
- Setup, rules & member protection documents.
- Governance, discretion & risk‑management frameworks.
- AML/CTF & member‑onboarding support where required.
Build your discretionary mutual fund on a secure licensing, structuring & compliance foundation.
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Legal & Compliance Services for Discretionary Mutual Funds
Mutual Structuring & Licensing Advice
We advise how to structure your mutual & what licensing requirements or approvals are likely to apply.
Constitutions, Rules & Member Documents
We assist with constitutions, rules & member protection documents so terms are clear & consistent.
Governance, Discretion & Risk Frameworks
We help design decision‑making, oversight & risk‑management frameworks that guide the exercise of discretion.
Program, Reinsurance & Service Provider Agreements
We support the legal side of program design, reinsurance arrangements & key contracts with managers and service providers.
AML/CTF & Member Onboarding
We assist with AML/CTF obligations & member‑onboarding processes where your mutual is a reporting entity.
Australia’s Leading Financial Services Law Firm for Discretionary Mutual Funds
Rated 5-Star By Our Clients
Why Choose AFSL House for Your Discretionary Mutual Fund?
Discretionary Mutual & AFS Licensing Expertise
We understand how discretionary mutual funds are structured, licensed & operated for buying groups, industries & large organisations.
Integrated Structuring, Governance & Compliance
We align structuring, licensing, constitutions, rules, decision‑making & risk frameworks into one coherent compliance system.
Practical, Long‑Term Advice For Buying Groups
We give advice that fits your commercial goals, member expectations & long‑term protection strategy, not just this year’s premiums.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Legal Roadmap For Discretionary Mutual Funds
We turn complex structuring, licensing, governance & documentation questions into a clear, repeatable process for your mutual.
200+
AFSL Applications
100%
Success Rate
Step 1: Mutual, Members & Regulatory Scoping
We review your buying group, proposed mutual structure, protection program, members & funding model to outline likely regulatory treatment, licensing needs & whether AML/CTF may apply.
Step 2: Entity, Governance & Licence Alignment
We align mutual entities, constitutions, rules, decision‑making structures & any required AFS licence applications or variations with your program design.
Step 3: Documents, Frameworks & Program Support
We assist with constitutions, rules, member protection documents, program & reinsurance agreements, plus governance, discretion, risk & (where required) AML/CTF frameworks.
Step 4: Launch Support & Ongoing Review
We support launch, member communications, claims‑handling oversight, incidents, regulatory dealings & periodic reviews so your mutual stays aligned with its rules & obligations.
Legal, Licensing & Compliance Services for Funds & Investment Management
Property Funds
Licensing, structuring & compliance support for wholesale & retail property funds.
Equity Funds
Licensing, documentation & risk/governance frameworks for listed & unlisted equity funds.
Alternative Funds
Structuring, disclosure & risk frameworks for hedge, absolute‑return, credit & other alternative funds.
Discretionary Mutual Funds
Structuring, licensing, governance & member‑protection support for discretionary mutuals.
Investment Managers
Licensing, mandates, governance & trading‑practice support for investment managers.
Responsible Entities
AFSL, scheme registration, constitutions, compliance plans & governance support for Responsible Entities.
Venture Capital & Private Equity
Structuring, documentation, governance & AML/CTF support for VC & private equity firms and their funds.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
Practical AFSL Guides & Insights
Unlock free AFSL guides, checklists, and insights in our regularly updated Insights Library, written by legal experts.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
