- 02 3820 3730
- Level 13, 333 George St, Sydney NSW 2000
Financial Services Lawyers for Investment Managers
- Licensing & structuring strategy for investment managers
- Investment management & mandate agreements for managed portfolios
- Governance, compliance, conflicts & trading‑policy frameworks
- AML/CTF programs & onboarding for wholesale, HNW & institutional clients
Build your investment management business on a secure licensing, structuring & compliance foundation.
Book a FREE Consultation
Regulatory & Structuring Services for Investment Managers
We design & execute the licensing, structuring, documentation & compliance frameworks your investment management business needs.
Business Structuring & Licensing Advice
We advise how to structure your investment management business & what licensing regime or approvals are likely to apply.
Mandates & Service Agreements
We assist with investment management agreements, mandates & related service documentation for wholesale, HNW & institutional clients.
Governance & Trading Practices
We help design governance arrangements & trading practices so roles, decision‑making & execution are clearly documented.
Marketing & Disclosure Oversight
We assist with offer documents, performance & risk disclosures and marketing oversight so communications about your strategies are clear, balanced & consistent.
AML/CTF & Client Onboarding
We develop AML/CTF programs & onboarding processes for your client base, including KYC, source‑of‑funds checks & ongoing monitoring.
Australia’s Leading Financial Services Law Firm for Investment Managers
Rated 5-Star By Our Clients
Why Choose AFSL House for Your Investment Management Business?
Investment Manager & AFSL Expertise
We bring deep experience helping investment managers design structures & client terms for funds, mandates & model portfolios.
Integrated Structuring, Licensing & Compliance
We align business structuring, licensing, client and mandate documentation & governance into one clear compliance system.
Commercially Grounded Advice
We advise on licensing & governance with a clear view of your investment process, fee model & client promises.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Our 4‑Step Legal Roadmap for Investment Managers
We turn complex structuring, licensing & compliance questions for investment managers into a clear process from scoping through to launch & ongoing review.
200+
AFSL Applications
100%
Success Rate
Step 1: Business & Regulatory Scoping
We review your investment management business model, services & client base to advise how it’s likely treated under Australian law & whether licensing or approvals are required.
Step 2: Entity, Governance & Licence Alignment
We refine your management entities, governance arrangements & any licence applications or variations so roles, responsibilities & conditions align.
Step 3: Documentation & Framework Build‑Out
We assist with mandates & service documentation, client disclosures & governance, trading‑practice, conflicts & AML/CTF frameworks that support your investment process.
Step 4: Ongoing Oversight & Review
We support reviews, incident response, client communications, marketing oversight & regulator engagement so your legal & compliance frameworks stay current as your business evolves.
Legal, Licensing & Compliance Services for Funds & Investment Management
Property Funds
Licensing, structuring & compliance support for wholesale & retail property funds.
Equity Funds
Licensing, documentation & risk/governance frameworks for listed & unlisted equity funds.
Alternative Funds
Structuring, disclosure & risk frameworks for hedge, absolute‑return, credit & other alternative funds.
Investment Managers
Licensing, mandates, governance & trading‑practice support for investment managers.
Responsible Entities
AFSL, scheme registration, constitutions, compliance plans & governance support for Responsible Entities.
Venture Capital & Private Equity
Structuring, documentation, governance & AML/CTF support for VC & private equity firms and their funds.
Free & Practical AFSL Guides & Checklists
Free 90-seconds Assessment
Are you complying with your AFSL?
We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.
Quickly check your status and get the insights you need. Take the test now.
2026 Guide to AFSL Applications
A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.
Your AFSL Roadmap
An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.
AFSL Compliance Calendar
Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.
Get Your Free Initial Consultation
Request a Free Consultation with one of our experienced AFSL Lawyers today.
Insights Library
Practical AFSL Guides & Insights
Unlock free AFSL guides, checklists, and insights in our regularly updated Insights Library, written by legal experts.
Who We Are
Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.
Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.
Market-Leading, Comprehensive AFSL Services
AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.
AFSL Applications
We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.
Compliance & Regulation
AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.
Legal Support
Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.
AFSL Audits & Investigations
We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.
AFSL for Hire
Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.
Marketplace for AFSL
Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.
AFSL Responsible Manager Recruitment
Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.
White-Label Services
We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.
