AFSL Lawyers for CFD, Share & Crypto Brokers, OTC Desks & Liquidity Providers

Run your brokerage, CFD, OTC or liquidity business with clear licensing & compliance support.

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Specialised Licensing & Compliance Services for Brokers, OTC Desks & Liquidity Providers

We advise CFD, share & crypto brokers, OTC desks & liquidity providers on licensing, documentation & day‑to‑day compliance so they can operate with confidence.

Regulatory Perimeter & Licensing Advice

We advise whether your business requires an AFSL & which licence authorisations are likely appropriate for your broking, CFD, crypto or OTC activities.

AFSL Applications, Variations & Authorisations

We prepare AFSL applications & variations, including authorisations for dealing, advising & other services commonly needed by brokers & trading firms.

Product & Client Documentation

We draft client agreements, product disclosures, risk warnings & related terms for CFDs, derivatives, crypto & other trading products.

Trading Conduct, Best‑Execution & Conflicts

We design policies so your conduct framework is clearly documented & aligned with regulatory expectations.

Client Money, Margin & Risk Governance

We help document client money handling, margining, liquidation & risk controls so responsibilities & protections are clearly set out.

AML/CTF & AUSTRAC Programs

We develop AML/CTF programs & advise on AUSTRAC obligations tailored to broker, OTC & liquidity provider transaction flows.

Australia’s Leading Financial Services Law Firm for Brokers, OTC Desks & Liquidity Providers

200+

Successful AFSL
Applications

100%

AFSL Application
Success Rate

80+

Compliance
Platform Users

6

AFSL Lawyers

8x

Award-Winning

Rated 5-Star By Our Clients

Why Choose AFSL House for Your Broker, OTC Desk or Liquidity Provider?

We specialise in AFSL & markets law for brokers & trading firms, turning your trading model into clear licensing, documentation & compliance frameworks.

Broker‑First Expertise

We speak the language of order flows, leverage, margin, client money & liquidity, so our advice fits how your desk actually trades.

End‑to‑End AFSL & Compliance Support

We align licensing, RMs, client docs, trading conduct & AML/CTF into one coherent framework instead of scattered fixes.

Commercially Grounded Advice

We flag regulatory limits while helping you protect spreads, leverage models & client experience.

Get Your Free Initial Consultation

Request a Free Consultation with one of our experienced AFSL Lawyers today.

Our 4‑Step Roadmap for Brokers & Trading Firms

We turn complex AFSL & compliance questions into a clear, repeatable process from scoping through to launch & ongoing review.

200+

AFSL Applications

100%

Success Rate

Perimeter & Licence Scoping

We assess your products, flows & business model to advise whether you need an AFSL & which authorisations are likely appropriate.

Step 2: Application & Structural Alignment

We prepare AFSL applications or variations, advise on responsible manager coverage & align your corporate structure with your licence conditions.

Step 3: Documentation & Policy Build‑Out

We draft or refine core client documents, product disclosures, trading conduct & conflicts policies, client‑money, margin & AML/CTF materials.

Step 4: Ongoing Oversight & Review

We support periodic reviews, incident response & regulator engagement so your AFSL & compliance framework stay current as your business evolves.

End-to-End Crypto & Digital Asset Licensing Services

Crypto Exchanges

Map the right licensing pathway for your exchange & have tailored operating & listing rules drafted to support market integrity expectations.

Crypto Wallet & Custodians

Design custody, wallet & asset‑holding frameworks that support clear client asset protection & strong cybersecurity.

Tokens, DeFi Protocols & DAOs

Get regulatory, structuring & disclosure support for token, DeFi & DAO projects, including PDS/IM/whitepaper drafting & governance.

Brokers, CFD, OTC & Liquidity Firms

We advise CFD, share & crypto brokers, OTC desks & liquidity providers on licensing strategy, client terms, trading conduct policies & AML/CTF programs.

Free & Practical AFSL Guides & Checklists

Free 90-seconds Assessment

Are you complying with your AFSL?

We understand the challenges of complying with your AFSL obligations. That’s why we created this free 90-second assessment.

Quickly check your status and get the insights you need. Take the test now.

2026 Guide to AFSL Applications

A practical guide covering the key steps, milestones & timeframes for obtaining an AFS License.

Your AFSL Roadmap

An illustrative chart with key milestones & steps in applying for an AFSL & ensuring ongoing compliance.

AFSL Compliance Calendar

Comprehensive calendar outlining key compliance deadlines & obligations for AFSL holders throughout the year.

Get Your Free Initial Consultation

Request a Free Consultation with one of our experienced AFSL Lawyers today.

Insights Library

AFSL Guides & Insights for Crypto & Digital Assets

Stay ahead of evolving regulation. Access free guides, checklists & insights on crypto licensing, written by our specialist AFSL lawyers.

- Guide -

Complete AFSL Guide for Crypto & Blockchain Licensing in Australia

- Guide -

5 Common Questions about Starting a Crypto Exchange in Australia

Who We Are

Founded in 2020 by senior financial services lawyer Peter Hagias, AFSL House specialises in regulatory and legal services for AFSL holders. Our expert team serves fintech companies, fund managers, and financial planners both locally and internationally, delivering compliance solutions that withstand regulatory scrutiny.

Under Peter’s leadership as an industry consultant and compliance committee chair, we continue to provide outstanding support to Australia’s financial services sector.

Market-Leading, Comprehensive AFSL Services

AFSL House offers a comprehensive range of services tailored to meet the needs of financial services companies seeking an Australian Financial Services Licences (AFSL) and compliance support.

AFSL Applications

We are proud to have a 100% success rate in AFSL applications, ensuring our clients obtain their AFSL in record time.

Compliance & Regulation

AFSL House prepares tailored risk and compliance frameworks to ensure you comply with your AFSL obligations.

Legal Support

Our expert team of specialised AFSL lawyers provides holistic legal services to AFSL holders & AFSL Applicants.

AFSL Audits & Investigations

We deliver comprehensive governance audits to avoid enforcement action and assist in ASIC and AUSTRAC investigations.

AFSL for Hire

Be appointed as a Corporate Authorised Representative (CAR) under our AFSL to commence operations quickly.

Marketplace for AFSL

Access our curated database of existing AFSL sellers and brokers to expedite your license acquisition process.

AFSL Responsible Manager Recruitment

Connecting AFSL holders and applicants with qualified Responsible Managers. Expert RM sourcing and placement.

White-Label Services

We enable legal and consulting firms to offer AFSL expertise under their own brand through our white-label solutions.